Lido Advisors taps former SEC leader Elena Ro as new compliance chief
The $30 billion RIA’s chief compliance officer and legal counsel comes with more than two decades of experience, including RIA…
How advisors overcome the private equity problem during divorce proceedings
Splitting private equity holdings can be tricky during a divorce settlement. Here’s how wealth managers deal with it.
Corient breaks M&A pause with $1.54B Texas acquisition
The RIA’s addition in Dallas, previously with Raymond James, comes just as the take-private deal between Corient’s parent firm in…
Bessent says he’s not pushing Fed cuts, just touting models
The Treasury Secretary insists he’s not issuing orders, but he reiterated the math for a neutral rate points to a…
Wholesale inflation surges in July, raising questions for Fed and markets
The surprise PPI reading, driven by the biggest monthly gain in core since 2022, further muddies the central bank’s September…
How advisors can turn first meetings into lasting clients
Financial advisors are using behavioral science, emotional connection, and even AI to build trust during early meetings with prospective clients.…
High-net-worth women over 60 are a rich potential client base, if you understand them
LPL’s head of HNW planning says too many advisors are making a common mistake.
Stock rally loses steam with PPI, retail in focus: Markets Wrap
Report is expected to show an uptick in producer prices.
Quick Reads: SageView snaps up retirement plan consulting firm; First CIO for VestGen
Firms announce moves to bolster their respective operations.
Bond rally holds gains as traders price fed rate cut next month
Interest-rates swaps now fully price in a quarter-point move next month.