FINRA accuses Old Slip Capital CEO of $1.1M in unauthorized trades; request for preliminary injunction denied
A federal judge denied CEO and managing principal James Lukezic’s urgent bid to halt FINRA discipline over $1.1 million in…
Inflation edges up in July as investors eye BLS integrity
Shelter costs drove a modest CPI increase, while investors weigh data reliability and the Fed’s next move.
Labor Department withdraws annuity safe harbor rule after industry pushback
Industry group IRI hails regulator’s reversal as a win for financial professionals, plan sponsors, and retirement savers.
US stock futures waver in lead-up to CPI print: Markets Wrap
Most asset classes are subdued ahead of key data release.
Trump extends China truce for 90 days, averting tariff hike
Tariffs will now be on hold until at least November 10.
UBS slips after shareholder sells $621 million stake
The investor offered around 16 million shares through an overnight placing.
Ether funds draw record $1 billion as corporate hoards expand
More than $8.2 billion has flowed into the nine funds so far this year.
Advisors eye private market investments for 401(k)s as interest builds
Report suggests strong demand for adding alternative assets to retirement plans.
Scoring big with investment in the untapped sports, media and entertainment economy
Mark Affolter, co-head of Sports, Media, and Entertainment at Ares, shares insights.
Merit’s M&A efforts get credit line boost from Constellation Wealth Partners
“[Constellation] was able to help negotiate a credit line with much greater terms than we’ve had previously. That will give…