Insurer’s shares plummet with profit warning
Over 8% fall as US unit sees grim figures, Trump policy threats
The advisor’s essential role as alternative investments go mainstream
With doors being opened through new legislation and executive orders, guiding clients with their best interests in mind has never…
Advisor moves: Raymond James snags advisor teams from RBC, Wells Fargo, Thrivent
Meanwhile, Stephens lures a JPMorgan advisor in Louisiana, while Wells Fargo adds two wirehouse veterans from RBC.
Trump reportedly preparing Fannie, Freddie IPOs
New report says administration could launch multibillion-dollar offering by year end
Private equity’s courtship of retail investors irks pensions, endowments
Large institutions are airing concerns that everyday investors will cut into their fee-bargaining power and stakeholder status, among other worries.
J.P. Morgan Securities on the hook for $1.1M to advisor in back-pay dispute
Fights over compensation are a common area of hostility between wealth management firms and their employees, including financial advisors.
After Muni bond fund blow up, broker-dealers Osaic and Stifel Nicolaus face questions
Plaintiff’s lawyers are eying both broker-dealers for potential client complaints.
Still haven’t tried AI? Financial advisors offer tips for getting started
Wealth managers weigh in on the best ways to access AI tools to increase office productivity.
RIA moves: Merit lands deal for Second Half in Florida
Also, Maridea welcomes former founders of Motley Fool Wealth Management, while Lido locks in a strategic investment from private credit…
Income Lab, RISR ink additional integration partnerships
Meanwhile, FINNY launches new multi-channel marketing campaign features, while RightCapital introduces a planning capability to help with client prospecting.