UBS to settle outstanding Credit Suisse RMBS case with $300M payment
Agreement with the US Department of Justice comes eight years after settlement.
GeoWealth secures $38M in funding round led by major alternative investment manager
Series C funding will accelerate unification of TAMP’s model portfolios.
No succession plan? No worries. Just practice in place
While industry statistics pointing to a succession crisis can cause alarm, advisor-owners should be free to consider a middle path…
Asset-based fees remain dominant, fixed and hourly models gaining ground among RIAs
Data from the Investment Adviser Association’s 2025 industry snapshot show more than nine-tenths of firms charging fees based on assets,…
Mega-RIA Mariner and two other firms settle no-poach lawsuit for $25 million
About 5,000 former employees will be eligible to receive money from the settlement, which stems from class action allegations that…
Research highlights growing need for personalized retirement solutions as investors age
New joint research by T. Rowe Price, MIT, and Stanford University finds more diverse asset allocations among older participants.
Wall Street’s months-long truce with Washington is shattering
Tariff shocks and a weak July jobs report triggered an inauspicious start to August, sparking volatility across the equity and…
Advisor moves: RIA Farther hails Q2 recruiting record, Raymond James nabs $300M team from Edward Jones
With its asset pipeline bursting past $13 billion, Farther is looking to build more momentum with three new managing directors.
US leveraged-loan sales soar to new high in record-breaking July
The junk debt market is looking hot for the summer as a drought in buyouts and demand for floating-rate debt…
Insured Retirement Institute urges Labor Department to retain annuity safe harbor
A Department of Labor proposal to scrap a regulatory provision under ERISA could create uncertainty for fiduciaries, the trade association…