{"id":2149,"date":"2025-08-29T16:24:20","date_gmt":"2025-08-29T16:24:20","guid":{"rendered":"http:\/\/www.doyonmotel.com\/?p=2149"},"modified":"2025-09-01T12:05:08","modified_gmt":"2025-09-01T12:05:08","slug":"sec-orders-vanguard-empower-to-pay-more-than-25m-over-failures-linked-to-advisor-compensation","status":"publish","type":"post","link":"http:\/\/www.doyonmotel.com\/index.php\/2025\/08\/29\/sec-orders-vanguard-empower-to-pay-more-than-25m-over-failures-linked-to-advisor-compensation\/","title":{"rendered":"SEC orders Vanguard, Empower to pay more than $25M over failures linked to advisor compensation"},"content":{"rendered":"<p>The two firms violated the Advisers Act and Reg BI by making misleading statements and failing to disclose conflicts to retail and retirement plan investors, according to the regulator.<\/p>\n<p><img decoding=\"async\" src=\"data:image\/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==\" alt=\"\" style=\"max-width:240px\" class=\"lazyload\" data-src=\"http:\/\/www.doyonmotel.com\/wp-content\/uploads\/2025\/08\/deni_638920862326058010.jpg\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>The two firms violated the Advisers Act and Reg BI by making misleading statements and failing to disclose conflicts to retail and retirement plan investors, according to the regulator.<\/p>\n","protected":false},"author":1,"featured_media":2151,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[12],"tags":[],"class_list":["post-2149","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-news"],"_links":{"self":[{"href":"http:\/\/www.doyonmotel.com\/index.php\/wp-json\/wp\/v2\/posts\/2149","targetHints":{"allow":["GET"]}}],"collection":[{"href":"http:\/\/www.doyonmotel.com\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"http:\/\/www.doyonmotel.com\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"http:\/\/www.doyonmotel.com\/index.php\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"http:\/\/www.doyonmotel.com\/index.php\/wp-json\/wp\/v2\/comments?post=2149"}],"version-history":[{"count":2,"href":"http:\/\/www.doyonmotel.com\/index.php\/wp-json\/wp\/v2\/posts\/2149\/revisions"}],"predecessor-version":[{"id":2152,"href":"http:\/\/www.doyonmotel.com\/index.php\/wp-json\/wp\/v2\/posts\/2149\/revisions\/2152"}],"wp:featuredmedia":[{"embeddable":true,"href":"http:\/\/www.doyonmotel.com\/index.php\/wp-json\/wp\/v2\/media\/2151"}],"wp:attachment":[{"href":"http:\/\/www.doyonmotel.com\/index.php\/wp-json\/wp\/v2\/media?parent=2149"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"http:\/\/www.doyonmotel.com\/index.php\/wp-json\/wp\/v2\/categories?post=2149"},{"taxonomy":"post_tag","embeddable":true,"href":"http:\/\/www.doyonmotel.com\/index.php\/wp-json\/wp\/v2\/tags?post=2149"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}